Ethical & Professional Standards

A guide to the foundational principles of ethical conduct in the investment profession.

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Study Chapters

Explore each chapter to build your understanding of professional standards.

1

Ethics & Trust in the Investment Profession

Understand the importance of ethics, challenges to ethical conduct, and frameworks for decision-making.

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2

The Code of Ethics & Standards

Explore the CFA Institute's Code of Ethics and the seven Standards of Professional Conduct.

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3

Guidance for Professional Conduct

Dive into the practical application and guidance for each of the seven Standards.

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4

Introduction to GIPS Standards

Learn about the Global Investment Performance Standards (GIPS) for fair representation.

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